THE
faith of promises and treaties is the basis of the peace of nations,
as we have shown in an express chapter. It is sacred among men, and
absolutely essential to their common safety. Are we then dispensed
from it towards an enemy? To imagine that between two nations at war
every duty ceases, every tie of humanity is broken, would be an error
equally gross and destructive. Men, although reduced to the necessity
of taking up arms for their own defense, and in support of their
rights, do not therefore cease to be men. They are still subject to
the same laws of nature: — otherwise there would be no laws of
war. Even he who wages an unjust war against us is still a man: we
still owe him whatever that quality requires of us. But a conflict
arises between our duties towards ourselves, and those which connect
us with other men. The light to security authorises us to put in
practice, against this unjust enemy, every thing necessary for
repelling him, or bringing him to reason. But all those duties, the
exercise of which is not necessarily suspended by this conflict,
subsist in their full force: they are still obligatory on us, both
with respect to the enemy and to all the rest of mankind. Now, the
obligation of keeping faith is so far from ceasing in time of war by
virtue of the preference which the duties towards ourselves are
entitled to, that it then becomes more necessary than ever. There are
a thousand occasion, even in the course of the war, when, in order to
check its rage, and alleviate the calamities which follow in its
train, the mutual interest and safety of both the contending parties
requires that they should agree on certain points. What would become
of prisoners of war, capitulating garrisons, and towns that
surrender, if the word of an enemy were not to be relied on? War
would degenerate into an unbridled and cruel licentiousness: its
evils would be restrained by no bounds; and how could we ever bring
it to a conclusion and re-establish peace? If faith be banished from
among enemies, a war can never be terminated with any degree of
safety, otherwise than by the total destruction of one of the
parties. The slightest difference, the least quarrel, would produce a
war similar to that of Hannibal against the Romans, in which the
parties fought, not for this or that province, not for sovereignty or
for glory, but for the very existence of their respective nations.1
Thus it is certain that the faith of promises and treaties is to be
held sacred in war as well as in peace, between enemies as well as
between friends.
Good-faith
consists not only in the observance of our promises, but also in not
deceiving on such occasions as lay us under any sort of obligation to
speak the truth. From this subject arises a question which has been
warmly debated in former days, and which appeared not a little
intricate at a time when people did not entertain just or accurate
ideas respecting the nature of a lie.
Several writers, and especially divines, have made truth a kind of
deity, to which, for its own sake, and independently of its
consequences, we owe a certain inviolable respect. They have
absolutely condemned every speech that is contrary to the speaker's
thoughts: they have pronounced it to be our duty, on every occasion
when we cannot be silent, to speak the truth according to the best of
our knowledge, and to sacrifice to their divinity our dearest
interests rather than be deficient in respect to her. But
philoterests, of more accurate ideas and more profound penetration
have cleared up that notion, so confused, and so false in its
consequences. They have acknowledged that truth in general is
to be respected, as being the soul of human society, the
basis of all confidence in the mutual intercourse of men, —
and, consequently, that a man ought not to speak an untruth, even in
matters of indifference, lest he weaken the respect due to truth in
general, and injure himself by rendering his veracity questionable
even when he speaks seriously. But in thus grounding the respect due
to truth on its effects, they took the right road, and soon found it
easy to distinguish between the occasions when we are obliged to
speak the truth, or declare our thoughts, and those when there exists
no such obligation. The appellation of lies
is given only to the words of a man who speaks contrary to his
thoughts, on occasions when he is under an obligation to speak the
truth. Another name (in Latin, falsiloquium3)
is applied to any false discourse to persons who have no
right to insist on our telling them the truth in the
particular case in question.
These principles being
laid down, it is not difficult to ascertain the lawful use of truth
or falsehood towards an enemy on particular occasions. Whenever we
have expressly or tacitly engaged to speak truth, we are
indispensably obliged to it by that faith of which we have
proved the inviolability. Such is the case of conventions and
treaties: — it is indispensably necessary that they should
imply a tacit engagement to speak the truth; for it would be absurd
to allege that we do not enter into any obligation of not deceiving
the enemy under color of treating with him: — it would be
downright mockery, — it would be doing nothing. We are also
bound to speak the truth to an enemy on all occasions when we are
naturally obliged to it by the laws of humanity, — that is to
say, whenever the success of our arms, and the duties we owe to
ourselves, do not clash with the common duties of humanity, so as to
suspend their force in the present case, and dispense with our
performance of them. Thus, when we dismiss prisoners, either on
ransom or exchange, it would be infamous to point out the worst road
for their march, or to put them in a dangerous one; and should the
hostile prince or general inquire after a woman or child who is dear
to him, it would be scandalous to deceive him.
But
when, by leading the enemy into an error, either by words
in which we are not obliged to speak truth, or by some
feint, we can gain an advantage in the war, which it would be
lawful to seek by open force, it cannot be doubted that such a
proceeding is perfectly justifiable. Nay, since humanity obliges us
to prefer the gentlest methods in the prosecution of our rights —
if, by a stratagem, by a feint void of perfidy, we can make ourselves
masters of a strong place, surprise the enemy, and overcome him, it
is much better, it is really more commendable, to succeed in this
manner, than by a bloody siege or the carnage of a battle.4
But the desire to spare the effusion of blood will by no means
authorize us to employ perfidy, the introduction of which would be
attended with consequences of too dreadful a nature, and would
deprive sovereigns, once embarked in war, of all means of treating
together, or restoring peace.
Deceptions
practiced on an enemy, either by words or actions, but without
perfidy, — snares laid for him consistent with the rights of
war, — are stratagems,
the use of which has always been acknowledged as lawful, and had
often a great share in the glory of celebrated commanders. The king
of England (William III) having discovered that one of his
secretaries regularly sent intelligence of every thing to the hostile
general, caused the traitor to be secretly put under arrest, and made
him write to the duke of Luxembourg that the next day the allies
would make a general forage, supported by a large body of infantry
with cannon: and this artifice he employed for the purpose of
surprising the French army at Steinkirk. But, through the activity of
the French general, and the courage of his troops, though the
measures were so artfully contrived, the success was not answerable.5
In the use of stratagems,
we should respect not only the faith due to an enemy, but also the
rights of humanity, and carefully avoid doing things the
introduction of which would be pernicious to mankind. Since
the commencement of hostilities between France and England,
an English frigate is said to have appeared off Calais, and made
signals of distress, with a view of decoying out some vessel, and
actually seized a boat and some sailers who generously came to her
assistance. If the fact be true, that unworthy stratagem deserves a
severe punishment. It tends to damp a benevolent charity, which
should be held so sacred in the eyes of mankind, and which is so
laudable even between enemies. Besides, making signals of distress
is asking assistance, and, by that very action, promising
perfect security to those who give the friendly succor.
Therefore the action attributed to that frigate implies an odious
perfidy.
Some
nations (even the Romans) for a long time professed to despise every
kind of artifice, surprise, or stratagem in war; and others went so
far as to send notice of the time and place they had
chosen for giving battle.6
In this conduct there was more generosity than prudence,
Such behavior would, indeed, be very laudable, if, as in the frenzy
of duels, the only business was to display personal courage. But in
war, the object is to defend our country, and by force to prosecute
our rights which are unjustly withheld from us: and the surest means
of obtaining our end are also the most commendable, provided
they be not unlawful and odious in themselves.7
The contempt of artifice, stratagem, and surprise, proceeds
often, as in the case of Achilles, from a noble confidence in
personal valor and strength; and it must be owned that when we can
defeat an enemy by open force, in a pitched battle, we may entertain
a better-grounded belief that we have subdued him and compelled him
to sue for peace, than if we had gained the advantage over him by
surprise, — as Livy makes those generous senators say, who did
not approve of the insincere mode of proceeding which had been
adopted towards Persius, Therefore, when plain and open courage can
secure the victory, there are occasions when it is preferable to
artifice, because it procures to the state a greater and more
permanent advantage.
It
is asked, in general, whether it be lawful to seduce the enemy's men,
for the purpose of engaging them to transgress their duty by an
infamous treachery? Here a distinction must be made between what is
due to the enemy, notwithstanding the state of warfare, and what is
required by the internal laws of conscience and the rules of
propriety. We may lawfully endeavor to weaken the enemy by all
possible means, provided they do not affect the common safety of
human society, as do poison and assassination. Now, in seducing a
subject to turn spy, or the governor of a town to deliver it up to
us, we do not strike at the foundation of the common safety and
welfare of mankind. Subjects acting as spies to an enemy, do not
cause a fatal and unavoidable evil: it is possible to guard against
them to a certain degree; and as to the security of fortresses, it is
the sovereign's business to be careful in the choice of the governors
to whom he intrusts them. Those measures, therefore, are not contrary
to the external law of nations; nor can the enemy complain of them as
odious proceedings. Accordingly, they are practiced in all wars. But
are they honorable, and compatible with the laws of a pure
conscience? Certainly no; and of this the generals themselves are
sensible, as they are never heard to boast of having practiced them.
Seducing a subject to betray his country, engaging a traitor to set
fire to a magazine, tampering with the fidelity of a governor,
enticing him, persuading him to deliver up the town intrusted to his
charge, is prompting such persons to commit detestable crimes. Is it
honorable to corrupt our most inveterate enemy, and tempt him to the
commission of a crime? If such practices are at all excusable, it can
be only in a very just war, and when the immediate object is to save
our country, when threatened with ruin by a lawless conqueror. On
such an occasion (as it should seem) the guilt of the subject or
general who should betray his sovereign when engaged in an evidently
unjust cause, would not be of so very odious a nature. He who himself
tramples upon justice and probity, deserves in his turn to feel the
effects of wickedness and perfidy.8
And if ever it is excusable to depart from the strict rules of honor,
it is against such an enemy and in such an extremity. The Romans,
whose ideas concerning the rights of war were in general so pure and
elevated, did not approve of such clandestine practices. They made no
account of the consul Cæpio's victory over Viriatus, because it
had been obtained by means of bribery. Valerius Maximus asserts that
it was stained with a double perfidy;9
and another historian says that the senate did not approve of it.10
He is chargeable with all
the evils, all the horrors of the war: all the effusion of blood, the
desolation of families, the rapine, the acts of violence, the
ravages, the conflagrations, are his works and his crimes.
He is guilty of a crime against the enemy, whom he
attacks, oppresses, and massacres without cause: he is guilty of a
crime against his people, whom he forces into acts of injustice, and
exposes to danger, without reason or necessity, — against those
of his subjects who are ruined or distressed by the war, — who
lose their lives, their property, or their health, in consequence of
it: finally, he is guilty of a crime against mankind in
general, whose peace he disturbs, and to whom he sets a
pernicious example. Shocking catalogue of miseries and crimes!
dreadful account to be given to the King of kings, to the common
Father of men! May this slight sketch strike the eyes of the rulers
of nations, — of princes and their ministers! Why may not we
expect some benefit from it? Are we to suppose that the great are
wholly lost to all sentiments of honor, of humanity, of duty, and of
religion? And, should our weak voice, throughout the whole succession
of ages, prevent even one single war, how gloriously would our
studies and our labor be rewarded!
The
restitution of conquests, of prisoners, and of all property that
still exists in a recoverable state, admits of no doubt when the
injustice of the war is acknowledged. The nation in her aggregate
capacity, and each individual particularly concerned, being convinced
of the injustice of their possession, are bound to relinquish it, and
to restore every thing which they have wrongfully acquired. But, as
to the reparation of any damage, are the military, the generals,
officers and soldiers, obliged in conscience to repair the injuries
which they have done, not of their own will, but as instruments in
the hands of their sovereign? I am surprised that the
judicious Grotius should, without distinction, hold the
affirmative.1
It is a decision which cannot be supported, except in the case of
a war so palpably and indisputably unjust, as not to admit a
presumption of any secret reason of state that is capable of
justifying it, — a case in politics which is nearly impossible.
On all occasions susceptible of doubt, the whole nation, the
individuals, and especially the military, are to submit their
judgment to those who hold the reins of government, — to the
sovereign: this they are bound to do by the essential principles of
political society, and of government. What would be the consequence,
if, at every step of the sovereign, the subjects were at liberty to
weigh the justice of his reasons, and refuse to march to a war which
might to them appear unjust? It often happens that prudence will not
permit a sovereign to disclose all his reasons. It is the duty of
subjects to suppose them just and wise, until clear and absolute
evidence tells them the contrary. When, therefore, under the
impression of such an idea, they have lent their assistance in a war
which is afterwards found to be unjust, the sovereign alone is
guilty: he alone is bound to repair the injuries. The subjects, and
in particular the military, are innocent: they have acted only from a
necessary obedience. They are bound, however, to deliver up what they
have acquired in such a war, because they have no lawful title to
possess it. This I believe to be the almost unanimous opinion of all
honest men, and of those officers who are most distinguished for
honor and probity. Their case, in the present instance, is the same
as that of all those who are the executors of the
sovereign's orders. Government would be impracticable if every
one of its instruments was to weigh its commands, and thoroughly
canvass their justice before he obeyed them. But, if they are bound
by a regard for the welfare of the state to suppose the sovereign's
orders just, they are not responsible for them.
1.
De Jure Belli et Pacis, lib. iii. cap. x.
ALL
the doctrines we have laid down in the preceding chapter are
evidently deduced from sound principles, — from the eternal
rules of justice: they are so many separate articles of that sacred
law, which nature, or the Divine Author of nature, has prescribed to
nations. He alone whom justice and necessity have armed, has a right
to make war; he alone is empowered to attack his enemy, to deprive
him of life, and wrest from him his goods and possessions. Such is
the decision of the necessary
law of nations,
or of the law of nature, which nations are strictly bound to observe:
it is the inviolable rule that each ought conscientiously to follow.
But, in the contests of nations and sovereigns who live together in a
state of nature, how can this rule be enforced? They acknowledge no
superior. Who then shall be judge between them, to assign to each his
rights and obligations, — to say to the one, "You have a
right to take up arms, to attack your enemy, and subdue him by
force;" — and to the other, "Every act of hostility
that you commit will be an act of injustice; your victories will be
so many murders, your conquests rapines and robberies?"
Every free and sovereign
state has a right to determine, according to the dictates of her own
conscience, what her duties require of her, and what she can or
cannot do with justice. If other nations take upon themselves to
judge of her conduct, they invade her liberty, and infringe her most
valuable rights; and, moreover, each party, asserting that they have
justice on their own side, will arrogate to themselves all the rights
of war, and maintain that their enemy has none, that his hostilities
are so many acts of robbery, so many infractions of the law of
nations, in the punishment of which all states should unite. The
decision of the controversy, and of the justice of the cause, is so
far from being forwarded by it, that the quarrel will become more
bloody, more calamitous in its effects, and also more difficult to
terminate. Nor is this all: the neutral nations themselves will be
drawn into the dispute, and involved in the quarrel. If an unjust war
cannot, in its effect, confer any right, no certain possession can be
obtained of any thing taken in war, until some acknowledged judge
(and there is none such between nations) shall have definitively
pronounced concerning the justice of the cause: and things so
acquired will ever remain liable to be claimed, as property carried
off by robbers.
The
first rule of that law, respecting the subject under consideration,
is, that regular
war,
as
to its effects, is to be accounted just on both sides.
This is absolutely necessary, as we have just shown, if people wish
to introduce any order, any regularity, into so violent an operation
as that of arms, or to set any bounds to the calamities of
which it is productive, and leave a door constantly open
for the return of peace. It is even impossible to point out
any other rule of conduct to be observed between nations, since they
acknowledge no superior judge.
Thus,
the rights founded on the state of war, the lawfulness of its
effects, the validity of the acquisitions made by arms, do not,
externally and between mankind, depend on the justice of the
cause, but on the legality of the means in themselves, —
that is, on everything requisite to constitute a regular
war.
If the enemy observes all the rules of regular warfare, we are not
entitled to complain of him as a violator of the law of nations. He
has the same pretensions to justice as we ourselves have; and all our
resource lies in victory or an accommodation.
3.
We must never forget that this voluntary law of nations, which is
admitted only through necessity, and with a view to avoid greater
evils, does
not, to him who takes up arms in an unjust cause, give any real right
that is capable of justifying his conduct and acquitting his
conscience, but merely entitles him to the benefit of the external
effect of the law, and to impunity among mankind.
This sufficiently appears from what we have said in establishing the
voluntary law of nations. The sovereign, therefore, whose arms are
not sanctioned by justice, is not the less unjust, or less guilty of
violating the sacred law of nature, although that law itself (with a
view to avoid aggravating the evils of human society by an attempt to
prevent them) requires that he be allowed to enjoy the same external
rights as justly belong to his enemy. In the same manner, the civil
law authorizes a debtor to refuse payment of his debts in a case of
prescription: but he then violates his duty: he takes advantage of a
law which was enacted with a view to prevent the endless increase of
lawsuits; but his conduct is not justifiable upon any grounds of
genuine right.
From the unanimity that
in fact prevails between states in observing the rules which we refer
to the voluntary law of nations, Grotius assumes for their foundation
an actual consent on the part of mankind, and refers them to the
arbitrary law of nations. But, exclusive of the difficulty which
would often occur in proving such agreement, it would be of
no validity except against those who had formerly entered
into it. If such an engagement existed, it would belong to the
conventional law of nations, which must be proved by history, not by
argument, and is founded on facts, not on principles. In this work we
lay down the natural principles of the law of nations. We deduce them
from nature itself; and what we call the voluntary law of nations
consists in rules of conduct and of external right, to which nations
are, by the law of nature, bound to consent; so that we are
authorized to presume their consent, without seeking for a record of
it in the annals of the world; because, even if they had not given
it, the law of nature supplies their omission, and gives it for them.
In this particular, nations have not the option of giving or
withholding their consent at pleasure: the refusal to give it would
be an infringement of the common rights of nations.
This
voluntary law of nations, thus established, is of very extensive use,
and is far from being a chimera, an arbitrary or groundless fiction.
It flows from the same source, and is founded on the same principles,
with the natural
and necessary
law.
For what other reason does nature prescribe such and such rules of
conduct to men, except because those rules are necessary to the
safety and welfare of mankind? But the maxims of the necessary law of
nations are founded immediately on the nature of things, and
particularly on that of man, and of political society. The voluntary
law of nations supposes an additional principle, — the nature
of the great society of nations, and of their mutual intercourse. The
necessary law enjoins to nations what is absolutely
indispensable, and what naturally tends to their perfection
and common happiness. The voluntary law tolerates what cannot be
avoided without introducing greater evils.
The
property of movable effects is vested in the enemy from the moment
they come into his power; and if he sells them to neutral nations,
the former proprietor is not entitled to claim them. But such things
must be actually and truly in the enemy's power, and carried to a
place of safety. Suppose a foreigner, coming into our country, buys a
portion of the booty which a party of enemies have just taken from
us: our men, who are in pursuit of this party, may very justly seize
on the booty which that foreigner was over precipitate in buying. On
this head, Grotius quotes from De Thou the instance of the town
of Lierre in Brabant, which having been captured and
recaptured on the same day, the booty taken from the
inhabitants was restored to them, because it had not been twenty-four
hours in the enemy's hands.1
This space of twenty-four
hours,
together with the practice observed at sea,2
is an institution of the law of nations established by agreement or
custom, and is even a civil law in some states. The natural reason of
the conduct adopted towards the inhabitants of Lierre is, that the
enemy being taken as it were in the fact, and before they had carried
off the booty, it was not looked upon as having absolutely become
their property, or been lost to the inhabitants. Thus, at sea, a ship
taken by the enemy may be retaken and delivered by other ships of her
own party, as long as she has not been carried into some port, or
into the midst of a fleet: her fate is not decided, nor is the
owner's property irrecoverably lost, until the ship be in a place of
safety with regard to the enemy who has taken her, and entirely in
his power. But the ordinances of every state may make different
regulations on this head between the citizens,3
with a view either to prevent disputes, or to encourage armed vessels
to retake merchant ships that have fallen into the enemy's hands.
The
justice or injustice of the cause does not here become an object of
consideration. There would be no stability in the affairs of mankind,
no safety in trading with nations engaged in war, if we were allowed
to draw a distinction between a just and an unjust war, so as to
attribute lawful effects to the one which we denied to the other. It
would be opening a door to endless discussions and quarrels. This
reason is of such weight, that, on account of it, the effects of a
public war, at least with regard to movables, have been allowed to
expeditions which deserved no other name than that of predatory
enterprises, though carried on by regular armies. When, after
the wars of the English in France, the grandes
Compagnies
ranged about Europe, sacking and pillaging wherever they came, none
of the sufferers was ever known to claim the booty which those
plunderers had carried off and sold. At present, it would be in vain
to claim a ship taken by the Barbary corsairs, and sold to a third
party, or retaken from the captors; though it is very improperly that
the piracies of those barbarians can be considered as acts of regular
war. We here speak of the external right: the internal right and the
obligations of conscience undoubtedly require, that we should restore
to a third party the property we recover from an enemy who had
despoiled him of it in an unjust war, — provided he can
recognize that property, and will defray the expenses we have
incurred in recovering it. Grotius quotes many instances of
sovereigns and commanders who have generously restored such booty,
even without requiring any thing for their trouble or
expense.4
But such conduct is pursued only in cases where the booty
has been recently taken. It would be an impracticable task,
scrupulously to seek out the proprietors of what has been
captured a long time back; and moreover they have, no doubt,
relinquished all their right to things which they had no longer any
hope of recovering. Such is the usual mode of thinking with respect
to captures in war, which are soon given up as irrecoverably lost.
The
conqueror, who takes a town or province from his enemy,
cannot justly acquire over it any other rights than such as
belonged to the sovereign against whom he has taken up arms. War
authorizes him to possess himself of what belongs to his enemy: if he
deprives him of the sovereignty of that town or province, he acquires
it such as it is, with all its limitations and modifications.
Accordingly, care is usually taken to stipulate, both in particular
capitulations and in treaties of peace, that the towns and countries
ceded shall retain
all their liberties, privileges, and immunities.
And why should they be deprived of them by the conqueror,
on account of his quarrel with their sovereign? Nevertheless,
if the inhabitants have been personally guilty of any crime against
him, he may, by way of punishment, deprive them of their rights and
privileges. This he may also do if the inhabitants have taken up arms
against him, and have thus directly become his enemies. In that case,
he owes them no more than what is due from a humane and equitable
conqueror to his vanquished foes. Should he purely and simply
incorporate them with his former states, they will have no cause of
complaint.
Hitherto I evidently
speak of a city or a country which is not simply an integrant part of
a nation, or which does not fully belong to a sovereign, but over
which that nation or that sovereign has certain rights. If the
conquered town or province fully and perfectly constituted a part of
the domain of a nation or sovereign, it passes on the same footing
into the power of the conqueror. Thenceforward united with the new
state to which it belongs, — if it be a loser by the change,
that is a misfortune which it must wholly impute to the chance of
war. Thus if a town which made part of a republic or a limited
monarchy, and enjoyed a right of sending deputies to the supreme
council or the general assembly of the states, be justly conquered by
an absolute monarch, she must never more think of such privileges:
they are what the constitution of the new state to which she is
annexed does not permit.
But
if the entire state be conquered, if the nation be subdued, in
what manner can the victor treat it,
without transgressing the bounds of justice? What are his rights over
the conquered country? Some have dared to advance this monstrous
principle, that the conqueror is — that he may dispose of it as
his property, — that he may treat it as he pleases, according
to the common expression of treating
a state as a conquered country;
and hence they derive one of the sources of despotic
government. But, disregarding such writers, who reduce men to
the state of transferable goods or beasts of burthen, —
who deliver them up as the property of patrimony of
another man, — let us argue on principles countenanced
by reason and conformable to humanity.
The
whole right of the conqueror is derived from justifiable
self-defense, which comprehends the support and prosecution of his
rights. When, therefore, he has totally subdued a hostile nation, he
undoubtedly may, in the first place, do himself justice respecting
the object which had given rise to the war, and indemnify himself for
the expenses and damages he has sustained by it: he may, according to
the exigency of the case, subject the nation to punishment, by way of
example; he may even, if prudence so require, render
her incapable of doing mischief with the same ease in future.
But, for the attainment of these different objects, he is to prefer
the gentlest methods, — still bearing in mind that the doing of
harm to an enemy is no further authorized by the law of
nature, than in the precise degree which is necessary for
justifiable self-defense, and reasonable security for the time to
come. Some princes have contented themselves with imposing a tribute
on the conquered nation, — others, with depriving her of some
of her rights, taking from her a province, or erecting fortresses to
keep her in awe: others, again, confining their quarrel to the
sovereign alone, have left the nation in the full enjoyment
of all
their rights,
— only setting over her a new
sovereign of their own appointment.
But
if the conqueror thinks proper to retain the sovereignly of the
conquered state, and has a right to retain it, the same principles
must also determine the manner in which he is to treat that state. If
it is against the sovereign alone that he has just cause of
complaint, reason plainly evinces that he acquires no other
rights by his conquest than such as belonged to the
sovereign whom he has dispossessed: and, on the submission of
the people, he is bound to govern
than according to the laws of the state.
If the people do not voluntarily submit, the state of war still
subsists.
A conqueror who has taken
up arms, not only against the sovereign, but against the nation
herself, and whose intention it was to subdue a fierce and savage
people, and once for all to reduce an obstinate enemy, — such a
conqueror may with justice lay burthens on the conquered nation, both
as a compensation for the expenses of the war, and as a
punishment. He may, according to the degree of indocility
apparent in their disposition, govern them with a tighter rein, so
as to curb and subdue their impetuous spirit: he may even, if
necessary, keep them for some time in a kind or slavery. But this
forced condition ought to cease from the moment the danger is over, —
the moment the conquered people are become citizens: for then the
right of conquest is at an end, so far as relates to the pursuit of
those rigorous measures, since the conqueror no longer finds it
necessary to use extraordinary precautions for his own
defense and safety. Then at length every thing is to be
rendered conformable to the rules of a wise government and the duties
of a good prince.
When
a sovereign, arrogating to himself the absolute disposal of
a people whom he has conquered, attempts to reduce them to
slavery, he perpetuates the state of warfare between that
nation and himself. The Scythians said to Alexander the
Great, "There is never any friendship between the master
and slave: in the midst of peace the rights of war still subsist."6
Should it be said, that in such a case there may be peace, and a kind
of compact by which the conqueror consents to spare the lives of the
vanquished, on condition that they acknowledge themselves his slaves,
— he who makes such an assertion, is ignorant that war gives no
right to take away the life of an enemy who has laid down his arms
and submitted. But let us not dispute the point: let the man who
holds such principles of jurisprudence, keep them for his own use and
benefit: he well deserves to be subject to such a law. But men of
spirit, to whom life is nothing, less than nothing, unless sweetened
with liberty, will always conceive themselves at war with that
oppressor, though actual hostilities are suspended on their part
through want of ability. We may, therefore, safely venture to add,
that if the conquered country is to be really subject to the
conqueror as to its lawful sovereign, he must rule it according to
the ends for which civil government has been established. It is
generally the prince alone who occasions the war, and consequently
the conquest. Surely it is enough that an innocent people suffer the
calamities of war: must even peace itself become fatal to them? A
generous conqueror will study to relieve his new subjects, and
mitigate their condition: he will think it his indispensable duty.
"Conquest (says an excellent man) ever leaves behind it an
immense debt, the discharge of which is absolutely necessary to
acquit the conqueror in the eye of humanity."7
It
fortunately happens, that, in this particular as in every
thing else, sound policy and humanity are in perfect accord.
What fidelity, what assistance, can you expect from an oppressed
people? Do you wish that your conquest may prove a real addition to
your strength, and be well affected to you? — treat it as a
father, as a true sovereign. I am charmed with the generous answer
recorded of an ambassador from Privernum. Being introduced to the
Roman senate, he was asked by the consul — "if we show you
clemency, what dependence can we have on the peace you are come to
sue for?" "If (replied the ambassador) you grant it on
reasonable conditions, it will be safe and permanent: otherwise, it
will not last long." Some took offence at the boldness
of this speech; but the more sensible part of the senate
approved of the Privernian's answer, deeming it the proper
language of a man and a freeman. "Can it be imagined (said those
wise senators) that any nation, or even any individual, will longer
continue in an irksome and disagreeable condition, than while
compelled to submit to it? If those to whom you give peace receive it
voluntarily, it may be relied on: what fidelity can you expect from
those whom you wish to reduce to slavery?"8
"The most secure dominion," said Camillus, "is that
which is acceptable to those over whom it is exercised."9
Such are the rights which
the law of nature gives to the conqueror, and the duties which it
imposes on him. The manner of exerting the one, and fulfilling the
other, varies according to circumstances. In general, he ought to
consult the true interests of his own state, and by sound policy to
reconcile them, as far as possible, with those of the conquered
country. He may, in imitation of the kings of France, unite and
incorporate it with his own dominions. Such was the practice of the
Romans: but they did this in different modes according to cases and
conjunctures. At a time when Rome stood in need of an increase of
population, she destroyed the town of Alba, which she feared to have
as a rival: but she received all its inhabitants within her walls,
and thereby gained so many new citizens. In after times the conquered
cities were left standing, and the freedom of Rome was given to the
vanquished inhabitants. Victory could not have proved so advantageous
to those people as their defeat.
The conqueror may
likewise simply put himself in the place of the sovereign whom he has
dispossessed. Thus the Tartars have acted in China: the empire was
suffered to subsist in its former condition, except that it fell
under to dominion of a new race of sovereigns.
Lastly,
the conqueror may rule his conquest as a separate state,
and permit it to retain its
own form of government.
But this method is dangerous: it produces no real union of
strength; it weakens the conquered country, without making any
considerable addition to the power of the victorious state.
It
is asked, to whom the conquest belongs, — to the prince who has
made it, or to the state? This question ought never to have been
heard of. Can the prince, in his character of sovereign, act for any
other end than the good of the state? Whose are the forces which he
employs in his wars? Even if he made the conquest at his own expense,
out of his own revenue or his private and patrimonial estates, does
he not make use of the personal exertions of his subjects in
achieving it? Does he not shed their blood in the contest? But,
supposing even that he were to employ foreign or mercenary troops,
does he not expose his nation to the enemy's resentment? Does he not
involve her in the war? And shall he alone reap all the advantages of
it? Is it not for the cause of the state, and of the nation, that he
takes up arms? The nation,
therefore, has a just claim to all the rights to which such war gives
birth.
If
the sovereign embarks in a war, of which his own personal interests
are the sole ground, — as, for instance, to assert his right of
succession to a foreign sovereignty, — the question then
assumes a new face. In this affair the state is wholly unconcerned:
but then the nation should be at liberty either to refuse engaging in
it, or to assist her prince, at her own option. If he is empowered to
employ the national force in support of his personal rights, he
should, in such case, make no distinction between these rights and
those of the state. The French law, which annexes to the
crown
all acquisitions made by the king, should be the law of all nations.
The sovereign is bound to
protect the persons and property of his subjects, and to defend them
against the enemy. When, therefore, a subject, or any part of his
property, has fallen into the enemy's possession, should any
fortunate event bring them again into the sovereign's power, it is
undoubtedly his duty to restore them to their former condition, —
to re-establish the persons in all their rights and obligations, to
give back the effects to the owners, — in a word, to replace
every thing on the same footing on which it stood previous to the
enemy's capture.
The justice or injustice
of the war makes no difference in this case, — not only
because, according to the voluntary law of nations, the war, as to
its effects, is reputed just on both sides, but likewise because war,
whether just or not, is a national concern; and, if the subjects who
fight or suffer in the national cause, should, after they have,
either in their persons or their property, fallen into the enemy's
power, be, by some fortunate incident, restored to the hands of their
own people, there is no reason why they should not be restored to
their former condition. It is the same as if they had never been
taken. If the war be just on the part of their nation, they were
unjustly captured by the enemy; and thus nothing is more natural than
to restore them as soon as it becomes possible. If the war be unjust,
they are under no greater obligation to suffer in atonement for its
injustice than the rest of the nation. Fortune brings down the evil
on their heads when they are taken: she delivers them from it when
they escape. Here, again, it is the same as if they never had been
captured. Neither their own sovereign, nor the enemy, has any
particular right over them. The enemy has lost by one accident what
he had gained by another.
But
if the sovereign retakes those towns, countries, or prisoners, who
had surrendered to the enemy, he recovers all his former rights over
them, and is bound to re-establish them in their pristine
condition.
In this case, they enjoy the right of postliminium without any breach
of their word, any violation of their plighted faith. The enemy loses
by the chance of war a right which the chance of war had before given
him. But, concerning prisoners of war, a distinction is to be made.
If they were entirely free on their parole, the single circumstance
of their coming again into the power of their own nation does not
release them, — since, even if they had returned home, they
would still have continued prisoners. The consent of the enemy who
had captured them, or his total subjugation, can alone discharge
them. But, if they have only promised not to effect their escape, —
a promise which prisoners frequently make in order to avoid the
inconveniences of a jail, — the only obligation incumbent on
them is, that they shall not, of themselves, quit the enemy's
country, or the place assigned for their residence. And if the troops
of their party should gain possession of the place where they
reside, the consequence is, that, by the right of war, they
recover their liberty, are restored to their own nation,
and reinstated in their former condition.
When
a town, reduced by the enemy's arms, is retaken by those of her own
sovereign, she is, as we have above seen, restored to her former
condition, and reinstated in the possession of all her rights. It is
asked whether she thus recovers such part of her property as had been
alienated by the enemy while he kept her in subjection. In the first
place, we are to make a distinction between movable
property
not recoverable by the right of postliminium, and immovables. The
former belongs to the enemy who gets it into his hands, and he may
irrecoverably alienate it. As to immovables, let it be remembered
that the acquisition of a town taken in war is not
fully consummated till confirmed by a treaty of peace,
or by the entire submission or destruction
of the state to which it belonged.
Till then, the sovereign of that town has hopes of retaking it, or of
recovering it by a peace. And from the moment it returns into his
power, he restores it to all its rights, and consequently it recovers
all its possessions, as far as in their nature they are recoverable.
It therefore resumes its immovable possessions from the hands of
those persons who have been so prematurely forward to purchase
them. In buying them of
one who had not
an absolute right to dispose of them, the purchasers made a
hazardous bargain; and if they prove losers by the transaction, it is
a consequence to which they deliberately exposed themselves. But if
that town had been ceded
to the enemy by a treaty
of peace, or was completely fallen into his power by the submission
of the whole state, she has no longer any claim to the right of
postliminium; and the alienation of any of her possessions by the
conqueror is valid and irreversible; nor can she lay claim to them,
or, in me sequel, some fortunate revolution should liberate her from
the yoke of the conqueror. When Alexander made a present to the
Thessalians of the sum due from them to the Thebans, he was so
absolutely master of the republic of Thebes, that he destroyed the
city and sold the inhabitants.
The
same decisions hold good with regard to the immovable property of
individuals, prisoners or not, which has been alienated by the enemy
while he was master of the country. Grotius proposes the
question with respect to immovable property possessed in a
neutral country by a prisoner of war.2
But, according to the principles we have laid down, this question is
groundless: for, the sovereign who makes a prisoner in war, has no
other right over him than that of detaining his person until the
conclusion of the war, or until he be ransomed; but he acquires no
right to the prisoner's property, unless he can seize on it. It is
impossible to produce any natural reason why the captor should have a
right to dispose of his prisoner's property, unless the prisoner has
it about him.
When a nation, a people,
a state, has been entirely subdued, it is asked whether a revolution
can entitle them to the right of postliminium. In order justly to
answer this question, there must again be a distinction of cases, If
that conquered state has not yet acquiesced in her new subjection,
has not voluntarily submitted, and has only ceased to resist from
inability, — if her victor has not laid aside the sword of
conquest and taken up the scepter of peace and equity, — such a
people are not really subdued: they are only defeated and oppressed;
and, on being delivered by the arms of an ally, they doubtless return
to their former situation. Their ally cannot become their conqueror;
he is their deliverer; and all the obligation of the party delivered
is to reward him. If the subsequent conqueror, not being an ally to
the state of which we speak, intends to keep it under his own
jurisdiction as the reward of his victory, he puts himself in the
place of the former conqueror, and becomes the enemy of the state
which the other had oppressed: that state may lawfully resist him,
and avail herself of a favorable opportunity to recover her liberty.
If she had been unjustly oppressed, he who rescues her from the yoke
of the oppressor ought generously to reinstate her in the possession
of all her rights.
The question changes with
regard to a state which has voluntarily submitted to the conqueror.
If the people, no longer treated as enemies, but as actual subjects,
have submitted to a lawful government, they are thenceforward
dependent on a new sovereign; or, being incorporated with the
victorious nation, they become a part of it, and share its
fate. Their former state is absolutely destroyed; all its
relations, all its alliances are extinguished. Whoever, then, the
new conqueror may be, that afterwards subdues the state to which
these people are united, they share the destiny of that state, as a
part shares the fate of the whole. This has been the practice of
nations in all ages, — I say, even of just and equitable
nations, — especially with regard to an ancient
conquest. The most moderate conqueror confines his generosity
in this particular to the restoration of the liberties of a
people who have been but recently subdued, and whom he does not
consider as perfectly incorporated, or well cemented by inclination,
with the state which he has conquered.
If the people in question
shake off the yoke and recover their liberty by their own exertions,
they regain all their rights; they return to their former situation;
and foreign nations have no right to determine whether they have
shaken off the yoke of lawful authority, or burst the chains of
slavery. Thus, the kingdom of Portugal, — which had been seized
on by Philip II. king of Spain, under pretense of an hereditary
right, but in reality by force and the terror of his arms, —
re-established the independency of her crown, and recovered her
former rights, when she drove out the Spaniards, and placed the duke
of Braganza on the throne.
Soldiers
can undertake nothing without the express or tacit command of their
officers. To obey and execute, is their province, — not to act
at their own discretion: they are only instruments in the hands of
their commanders. Let it be remembered here, that, by a tacit order,
I mean one which is necessarily included in an express order, or in
the functions with which a person is intrusted by his superior. What
is said of soldiers must also in a proper degree be understood of
officers, and of all who have any subordinate command, wherefore,
with respect to things which are not intrusted to their charge, they
may both be considered as private individuals, who are not to
undertake any thing without orders. The obligation of the military is
even more strict, as the martial law expressly forbids acting without
orders; and this discipline is so necessary that it scarcely leaves
any room for presumption. In war, an enterprise which wears a very
advantageous appearance, and promises almost certain success, may
nevertheless be attended with fatal consequences. It would be
dangerous, in such a case, to leave the decision to the judgment of
men in subordinate stations, who are not acquainted with all the
views of their general, and who do not possess an equal degree of
knowledge and experience; it is therefore not to be presumed that he
intends to let them act at their own discretion. Fighting without
orders is almost always considered, in a military man, as fighting
contrary to orders, or contrary to prohibition. There is, therefore,
hardly any case, except that of self-defense, in which the soldiers
and inferior officers may act without orders. In that one case, the
orders may safely be presumed; or rather, the right of self-defense
naturally belongs to every one, and requires no permission. During
the siege of Prague, in the last war, a party of French grenadiers
made a sally without orders and without officers, — possessed
themselves of a battery, spiked a part of the cannon, and brought
away the remainder into the city. The Roman severity would have
punished those men with death. The famous example of the consul
Manlius is well known, who, notwithstanding the victory gained by his
son, caused capital punishment to be inflicted on him for having
engaged the enemy without orders.1
But the difference of times and manners obliges a general
to moderate such severity. The mareschal Bellisle publicly
reprimanded those brave grenadiers, but secretly caused money to be
distributed among them, as a reward for their courage and alacrity.
At another famous siege in the same war, that of Coni, the private
men of some battalions that were stationed in the fosses, made, of
their own accord, during the absence of their officers, a vigorous
sortie, which was attended with success. Baron Leutrum was obliged to
pardon their transgression, lest he should damp an ardor on which the
safety of the place entirely depended. Such inordinate impetuosity
should nevertheless be checked as far as possible; since it may
eventually be productive of fatal consequences. Avidius Cassius
inflicted capital punishment on some officers of his army, who had,
without orders, marched forth at the head of a handful of men, to
surprise a body of three thousand enemies, and had succeeded in
cutting them to pieces. This rigor he justified, by saying that there
might have been an ambuscade, — dicens,
evenire potiusse ut essent insidiœ, etc.2
Is
the state bound to indemnify individuals for the damages they have
sustained in war? We may learn from Grotius that authors are divided
on this question.3
The damages under consideration are to be distinguished into two
kinds, — those done by the state itself or the sovereign, and
those done by the enemy. Of the first kind, some are done
deliberately and by way of precaution, as, when a field, a
house, or a garden, belonging to a private person, is taken for
the purpose of erecting on the spot a town rampart, or any other
piece of fortification, — or when his standing corn or his
storehouses are destroyed, to prevent their being of use to the
enemy. Such damages are to be made good to the individual, who should
bear only his quota of the loss. But there are other damages, caused
by inevitable necessity, as, for instance, the destruction caused by
the artillery in retaking a town from the enemy. These are merely
accidents, — they are misfortunes which chance deals out to the
proprietors on whom they happen to fall. The sovereign, indeed, ought
to show an equitable regard for the sufferers, if the situation of
his affairs will admit of it: but no action lies against the state
for misfortunes of this nature, — for losses which she has
occasioned, not wilfully, but through necessity and by mere accident,
in the exertion of her rights. The same may be said of damages caused
by the enemy. All the subjects are exposed to such damages: and woe
to him on whom they fall! The members of a society may well encounter
such risk of property, since they encounter a similar risk of life
itself. Were the state strictly to indemnify all those whose property
is injured in this manner, the public finances would soon be
exhausted; and every individual in the state would be obliged to
contribute his share in due proportion, — a thing utterly
impracticable. Besides, these indemnifications would be liable to a
thousand abuses, and there would be no end of the particulars. It is
therefore to be presume that no such thing was ever intended by those
who united to form a society.
But
it is perfectly consonant to the duties of the state and the
sovereign, and, of course, perfectly equitable, and even strictly
just, to relieve, as far as possible, those unhappy sufferers who
have been ruined by the ravages of war, as likewise to take care of a
family whose head and support has lost his life in the service of the
state, There are many debts which are considered as sacred by the man
who knows his duty, although they do not afford any ground of action
against him.4
Til. Liv. lib. viii.
cap. vii.
Volcatius Gallicanus,
quoted by Grotius, book III, chap. xviii. § i. n. 6.
Lib. iii. cap. xx. §
viii.
It is in general the
indispensable duty of every sovereign to adopt the most efficacious
measures for the protection of his subjects engaged in war, in order
that they may suffer by it as little as possible, instead of
voluntarily exposing them to greater evils. During the wars in the
Netherlands, Philip the Second prohibited the release or exchange of
prisoners of war. He forbade the peasants, under pain of death, to
pay any contributions with a view to purchase an immunity from
pillage and conflagration; and, under the same penalty, prohibited
the use of safeguards and protections. In opposition to this
barbarous ordinance, the states-general adopted measures fraught
with consummate wisdom. They published an edict, in which, after
having described the destructive consequences of the Spanish
barbarity, they exhorted the Flemings to attend to their own
preservation, and threatened to retaliate on all who should obey the
cruel ordinance of Philip. By such conduct they put an end to the
dreadful proceedings to which it had given birth.
It is necessary to the
validity of an agreement, that it be made by one who possesses
competent powers. Every thing done in war is done by the authority
of the sovereign, who alone has the right of both of
undertaking the war, and directing its operations. But, from
the impossibility of executing every thing by himself he must
necessarily communicate part of his power to his ministers and
officers. The question, therefore, is, to determine what are the
things of which the sovereign reserves the management in his own
hands, and what those are which he is naturally presumed to intrust
to the ministers of his will, to the generals and other officers
employed in military operations. We have above laid down and
explained the principle which is to serve as a general rule
on this subject. If the sovereign has not given any
special mandate, the person commanding in his name is held to be
invested with all the powers necessary for the reasonable and
salutary exercise of his functions, — for every thing which
naturally follows from his commission. Every thing beyond
that is reserved to the sovereign, who is not supposed to
have delegated a greater portion of his power than is necessary for
the good of his affairs. According to this rule, a general truce can
only be concluded by the sovereign himself, or by some person on whom
he has expressly conferred a power for that purpose. For, it is by no
means necessary to the success of the war, that a general should be
invested with such an extensive authority: it would exceed the limits
of his functions, which consist in directing the military operations
in the place where he has the command, and not in regulating the
general interests of the state. The conclusion of a general truce is
a matter of so high importance, that the sovereign is always presumed
to have reserved it in his own hands. So extensive a power suits only
the viceroy or governor of a distant country, for the territories
under him; and even in this case, if the truce be for a number of
years, it is natural to suppose the sovereign's ratification
necessary. The Roman consuls, and other commanders, had a power to
grant general truces for the term of their commission; but, if that
term was considerable, or the truce made for a longer time, it
required the ratification of the senate and people. Even a partial
truce, when for a long time, seems also to exceed the ordinary powers
of a general; and he can only conclude it under a reservation of its
being ratified by the sovereign authority.
But, as to partial truces
for a short period, it is often necessary, and almost always proper,
that the general should have a power to conclude them: — it is
necessary, when he cannot wait for the sovereign's consent; it is
proper on those occasions when the truce can only tend to spare the
effusion of blood, and to promote the mutual advantage of the
contracting parties. With such a power, therefore, the general or
commander in chief is naturally supposed to be invested. Thus, the
governor of a town, and the general besieging it, may agree on a
cessation of arms, for the purpose of burying the dead, or of coming
to a parley: they may even settle a truce for some months on
condition that the town, if not relieved within that time, shall
surrender, etc. Conventions of this kind only tend to mitigate the
evils of war, and are not likely to prove detrimental to any one.
The truce binds the
contracting parties from the moment of its being concluded, but
cannot have the force of a law, with regard to the subjects on both
sides, till it has been solemnly proclaimed: and, as an
unknown law imposes no obligation, the truce does not become
binding on the subjects until duly notified to them. Hence,
if, before they can have obtained certain information of its
being concluded, they commit any act contrary to it — any
act of hostility — they are not punishable. But, as the
sovereign is bound to fulfill his promises, it is incumbent on him to
cause restitution to be made of all prizes taken subsequent to the
period when the truce should have commenced. The subjects, who,
through ignorance of its existence, have failed to observe it, are
not obliged to offer any indemnification, any more than their
sovereign, who was unable to notify it to them sooner; the
non-observance of the truce, in this case, is merely an accident, not
imputable to any fault on his part or on theirs. A ship being out at
sea at the time when the truce is published, meets with a ship
belonging to the enemy, and sinks her: as there is no guilt in this
case, she is not liable to pay any damage. If she has made a capture
of the vessel, all the obligation she lies under is to restore the
prize, as she must not retain it in violation of the truce. But those
who should, through their own fault, remain ignorant of the
publication of the truce, would be bound to repair any damage they
had caused, contrary to its tenor. The simple commission of a fault,
and especially of a slight one, may, to a certain degree, be
suffered to pass with impunity; and it certainly does not
deserve to be punished with equal severity as a premeditated
transgression: but it furnishes no plea against the obligation to
repair the damages accruing. In order, as far as possible, to obviate
every difficulty, it is usual with sovereigns, in their truces as
well as in their treaties of peace, to assign different periods for
the cessation of hostilities, according to the situation and distance
of places.
It
is necessary that the time of the truce be accurately
specified, in order to prevent all doubt or dispute
respecting the period of its commencement, and that of its
expiration. The French language, extremely clear and precise, for
those who know how to use it with propriety, furnishes expressions
which bid defiance to the most subtle chicanery. The words
"inclusively"
and "exclusively"
banish all ambiguity which may happen to be in the convention, with
regard to the two terms of the truce — its beginning and end.
For instance, if it be said that "the truce shall last from the
first of March inclusively, until the fifteenth of April, also
inclusively," there can remain no doubt; whereas, if the words
had simply been, "from the first of March until the 15th of
April," it might be disputed whether those two days, mentioned
as the initial and final terms of the truce, were comprehended in the
treaty or not: and indeed authors are divided on this question. As to
the former of those two days, it seems, beyond all question, to be
comprised in the truce: for, if it be agreed, that there shall be a
truce from the first of March, this naturally means that hostilities
shall cease on the first of March. As to the latter day, there is
something more of doubt, — the expression "until"
seeming to separate it from the time of the armistice. However, as we
often say "until"
such a day "inclusively",
the word "until"
is not necessarily exclusive, according to the genius of the
language. And as a truce which spares the effusion of human blood, is
no doubt a thing of a favorable nature, perhaps the safest way is to
include in it the very day of the term. Circumstances may also help
to ascertain the meaning: but it is very wrong not to remove all
ambiguity, when it may be done by the addition of a single word.
In
national compacts, the word "day"
is to be understood of a natural day, since it is in this meaning
that a day is the common measure of time among nations. The
computation by civil days owes its origin to the civil law of each
nation, and varies in different countries. The natural day begins at
sunrise, and lasts twenty-four hours, or one diurnal revolution of
the sun. If, therefore, a truce of a hundred days be agreed on, to
being on the first of March, the truce begins at sunrise on the first
of March, and is to continue a hundred days of twenty-four hours
each. But, as the sun does not rise at the same hour throughout the
whole year, the parties, in order to avoid an overstrained nicety,
and a degree of chicanery unbecoming that candour which should
prevail in conventions of this kind, ought certainly to understand
that the truce expires, as it began, at the rising of the sun. The
term of a day is meant from one sun to the other, without quibbling
or disputing about the difference of a few minutes in the time of his
rising. He who, having made a truce for a hundred days, beginning on
the twenty-first of June, when the sun rises about four o'clock,
should, on the day the truce is to end, take up arms at the same
hour, and surprise his enemy before sunrise, would certainly be
considered as guilty of a mean and perfidious chicanery.
If no term has been
specified for the commencement of the truce, the contracting parties,
being bound by it immediately on its conclusion, ought to have it
published without delay, in order that it may be punctually observed:
for, it becomes binding on the subjects only from the time when it is
duly published with respect to them; and it begins to take effect
only from the moment of the first publication, unless otherwise
settled by the terms of the agreement.
Likewise, if an army in a
bad position proposes and concludes an armistice for the purpose of
burying the dead after a battle, it cannot pretend, during the
suspension of arms, to extricate itself from its disadvantageous
situation, and to march off unmolested, in sight of the enemy. This
would be availing itself of the compact in order to effect a purpose
which it could not otherwise have accomplished. This would be laying
a snare; and conventions must not be converted into snares. The
enemy, therefore, may justly obstruct the motions of that army the
moment it attempts to quit its station: but, if it silently files off
in the rear, and thus reaches a safer position, it will not be guilty
of a breach of faith; since nothing more is implied by a
suspension of arms for the burial of the dead, than that
neither party shall attack the other whilst this office of
humanity is performing. The enemy, therefore, can only blame his own
remissness: — he ought to have stipulated, that, during the
cessation of hostilities, neither party should quit their post: or it
was his business vigilantly to watch the motions of the hostile army
and on perceiving their design, he was at liberty to oppose it. It is
a very justifiable stratagem to propose a cessation of arms for a
particular object, with a view of lulling the enemy's vigilance, and
covering a design of retreating.
But, if the truce be
not made for any particular object alone, we cannot
honorably avail ourselves of it in order to gain an
advantage, as, for instance, to secure an important post, or to
advance into the enemy's country, The latter step would indeed be a
violation of the truce; for, every advance into the enemy's country
is an act of hostility.
But let it be observed,
that, if those officers do not mean to exceed their powers, they
should scrupulously confine themselves within the limits of their
functions, and forbear to meddle with things which have not been
committed to their charge. In the attack and the defense, in the
capture or the surrender of a town, the possession alone is the point
in question, and not the property and right: the fate of the garrison
is also involved in the transaction. Accordingly, the commanders may
come to an agreement respecting the manner in which the capitulating
town shall be possessed: the besieging general may promise that the
inhabitants shall be spared, and permitted to enjoy their religion,
franchises, and privileges: and, as to the garrison, he may allow
them to march out with their arms and baggage, with all the honors of
war, — to be escorted and conducted to a place of safety, etc.
The governor of the town may deliver it up at discretion, if reduced
to that extremity by the situation of affairs: he may surrender
himself and his garrison prisoners of war, or engage, that, for a
stipulated time, or even to the end of the war, they shall not carry
arms against the same enemy, or against his allies: and the
governor's promise is valid and obligatory on all under his command,
who are bound to obey him while he keeps within the limits of his
functions.
But, should the besieging
general take on him to promise that his sovereign shall never annex
the conquered town to his own dominions, or shall, after a certain
time, be obliged to restore if, he would exceed the bounds of his
authority, in entering into a contract respecting matters which are
not intrusted to his management. And the like may be said of a
governor who in the capitulation should proceed to such lengths as
for ever to alienate the town which he commands, and to deprive his
sovereign of the right to retake it, — or who should promise
that his garrison shall never carry arms, not even in another war.
His functions do not give him so extensive a power. If, therefore, in
the conferences for a capitulation, either of the hostile commanders
should insist on conditions which the other does not flunk himself
empowered to grant, they have still one expedient left, which is, to
agree to an armistice, during which every thing shall continue in its
present state, until they have received orders from higher authority.
Individuals,
whether belonging to the army or not, who happen singly to fall in
with the enemy, are, by the urgent necessity of the circumstance,
left to their own discretion, and may, so far as concerns their own
persons, do every thing which a commander might do with respect to
himself and the troops under his command. If, therefore, in
consequence of the situation in which they are involved,
they make any promise, such promise (provided it do not extend to
matters which can never lie within the sphere of a private
individual) is valid and obligatory, as being made with competent
powers. For, when a subject can neither receive his sovereign's
orders nor enjoy his protection, he assumes his natural rights, and
is to provide for his own safety by any just and honorable means in
his power. Hence, if that individual has promised a sum for his
ransom,
the sovereign, so far from having a power to discharge him from his
promise, should oblige him to fulfill it. The good of the state
requires that faith should be kept on such occasions, and that
subjects should have this mode of saving their lives or recovering
their liberty.
Thus, a prisoner who is
released on his parole, is bound to observe it with scrupulous
punctuality; nor has the sovereign a right to oppose such observance
of his engagement: for, had not the prisoner thus given his parole,
he would not have been released.
Thus, also, the country
people, the inhabitants of villages or defenseless towns, are bound
to pay the contributions which they have promised in order to save
themselves from pillage.
Nay, more, a subject
would even have a right to renounce his country, if the enemy, being
master of his person, refused to spare his life on any other
condition: for, when once the society to which he belongs is unable
to protect and defend him, he resumes his natural rights. And
besides, should he obstinately refuse compliance, what advantage
would the state derive from his death? Undoubtedly, while any hope
remains, while we have yet any means of serving our country, it is
our duty to expose ourselves and to brave every danger for her sake.
I here suppose that we have no alternative but that of renouncing our
country, or perishing without any advantage to her. If by our death
we can serve her, it is noble to imitate the heroic generosity of the
Decii. But an engagement to serve against our country, were it the
only means of saving our life, is dishonorable, and a man of spirit
would submit to a thousand deaths, rather than make so disgraceful a
promise.
If
a soldier, meeting an enemy in a by-place, makes him prisoner, but
promises him his life or liberty on condition of his paying a certain
ransom, this agreement is to be respected by the superiors: for, it
does not appear that the soldier, left entirely to himself on that
occasion, has in any particular exceeded his powers. He might, on the
other hand, have thought it imprudent to attack that enemy, and,
under that idea, have suffered him to escape. Under the
direction of his superiors, he is bound to obey: when
alone, he is left to his own discretion. Procopius relates
the adventure of two soldiers, the one a Goth and the other a Roman,
who, being fallen together into a pit, mutually promised each other
that their lives should be spared: and this agreement was approved by
the Goths.6
1.
Lib. iii. cap. xxi. § i.
2. Belli commercia Turnus. Sustulit ista prior. — Æn. x. 532.
3. Ann. lib. xiv. cap. xxxiii.
4. Tit. Liv. lib. iv. cap. 30.
5. Sully's Memoirs, by M. de l'Ecluse, vol. iv. p. 179.
6. Hist. Goth. lib. ii. cap. I. quoted by Pufendorf, book viii. chap. vii. 14.
If a prisoner, having
agreed on the price of his ransom, dies before payment, it is asked
whether the stipulated sum be due, and whether the heirs are bound
to pay it? They undoubtedly are, if the prisoner died on
the possession of his liberty: for, from the moment of his
release, in consideration of which he had promised a sum, that sum
becomes due, and does not at all belong to his heirs. But if he had
not yet obtained his liberty, the price which was to have been paid
for it is not a debt on him or his heirs, unless he had made his
agreement in a different manner; and he is not reputed to have
received his liberty until the moment when he is perfectly free to
depart at pleasure, — when neither the person who held him
prisoner, nor that person's sovereign, opposes his release and
departure.
If he has only been
permitted to take a journey, for the purpose of prevailing on his
friends or his sovereign to furnish him with the means of ransoming
himself, and dies before he is possessed of his full
liberty, before he is finally discharged from his parole,
nothing is due for his ransom.
If, after having agreed
on the price, he is detained in prison till the time of payment, and
there dies in the interim, his heirs are not bound to pay the ransom
— such an agreement, being on the part of the person who held
him prisoner, no more than a promise of giving him his liberty on the
actual payment of a certain sum. A promise of buying and selling does
not bind the supposed purchaser to pay the price of the article in
question, if it happens to perish before the completion of the
purchase. But if the contract of sale be perfect, the purchaser must
pay the price of the thing sold, though it should happen to perish
before delivery, provided there was no fault or delay on the part of
the vendor. For this reason, if the prisoner has absolutely concluded
the agreement for his ransom, acknowledging himself, from that
moment, debtor for the stipulated sum, — and is,
nevertheless, still detained, no longer indeed as a prisoner,
but a surety for the payment, — the price of the
ransom is due, notwithstanding the circumstance of his dying in the
interim.
If the agreement says
that the ransom shall be paid on a certain day, and the prisoner
happens to die before that day, the heirs are bound to pay the sum
agreed on: for the ransom was due; and the appointed day was assigned
merely as the term of payment.
All these violences
disturb the public order, and are state crimes, even when arising
from just causes of complaint. For violent measures are forbidden in
civil society: the injured individuals should apply to the magistrate
for redress, and if they do not obtain justice from that quarter,
they may lay their complaints at the foot of the throne. Every
citizen should even patiently endure evils, which are not
insupportable, rather than disturb the public peace. A denial of
justice on the part of the sovereign, or affected delays can alone
excuse the furious transports of a people whose patience has been
exhausted, — and even justify them, if the evils be
intolerable, and the oppression great and manifest. But what conduct
shall the sovereign observe towards the insurgents? I answer, in
general, — such conduct as shall at the same time be the most
consonant to justice, and the most salutary to the state. Although it
be his duty to repress those who unnecessarily disturb the public
peace, he is bound to show clemency towards unfortunate persons, to
whom just causes of complaint have been given, and whose sole crime
consists in the attempt to do themselves justice: they have been
deficient in patience rather than fidelity. Subjects who rise against
their prince without cause deserve severe punishment: yet, even in
this case, on account of the number of the delinquents, clemency
becomes a duty in the sovereign. Shall he depopulate a city, or
desolate a province, in order to punish her rebellion? Any
punishment, however just in itself, which embraces too great a number
of persons, becomes an act of downright cruelty. Had the
insurrection of the Netherlands against Spain been totally
unwarrantable, universal detestation would still attend the memory
of the duke of Alva, who made it his boast that he had caused twenty
thousand heads to be struck off by the hands of the common
executioner. Let not his sanguinary imitators expect to justify their
enormities by the plea of necessity. What prince ever suffered more
outrageous indignities from his subjects than Henry the Great, of
France? Yet, his victories were ever accompanied by a uniform
clemency; and that excellent prince at length obtained the success he
deserved: he gained a nation of faithful subjects; whereas the duke
of Alva caused his master to lose the United Provinces. Crimes, in
which a number of persons are involved, are to be punished by
penalties which shall equally fall on all the parties concerned: the
sovereign may deprive a town of her privileges, at least, till she
has fully acknowledged her fault; as to corporal punishment, let that
be reserved for the authors of the disturbances, — for those
incendiaries who incite the people to revolt. But tyrants alone will
treat, as seditious, those brave and resolute citizens who exhort the
people to preserve themselves from oppression, and to vindicate their
rights and privileges: a good prince will commend such virtuous
patriots, provided their zeal be tempered with moderation and
prudence. If he has justice and his duty at heart, — if he
aspires to that immortal and unsullied glory of being the father of
his people, let him mistrust the selfish suggestions of that minister
who represents to him as rebels all those citizens who do not stretch
out their necks to the yoke of slavery, — who refuse tamely to
crouch under the rod of arbitrary power.
In
many cases, the safest, and at the same time the most just method of
appeasing seditions, is to give the people satisfaction. And if there
existed no reasons to justify the insurrection (a circumstance which,
perhaps, never happens), even in such case, it becomes necessary, as
we have above observed, to grant an amnesty where the offenders are
numerous. When the amnesty is once published and accepted, all the
past must be buried in oblivion; nor must any one be called to
account for what has been done during the disturbances: and, in
general, the sovereign, whose word ought ever to be sacred, is bound
to the faithful observance of every promise he has made, even to
rebels, — I mean, to such of his subjects as have revolted
without reason or necessity. If his promises are not inviolable, the
rebels will have no security in treating with him: when they have
once drawn the sword, they must throw away the scabbard, as one of
the ancients expresses it; and the prince, destitute of the more
gentle and salutary means of appeasing the revolt, will have no other
remaining expedient than that of utterly exterminating the
insurgents. These will become formidable through despair; compassion
will bestow succors on them; their party will increase, and the state
will be in danger. What would have become of France, if the leaguers
had thought it unsafe to rely on the promises of Henry the Great? The
same reasons which should render the faith of promises
inviolable and sacred between individual and individual,
between sovereign and sovereign, between enemy and enemy,
subsist in all their force between the sovereign and his insurgent or
rebellious subjects. However, if they have extorted from him odious
conditions, which are inimical to the happiness of the nation, or the
welfare of the state, — as he has no right to do or grant any
thing contrary to that grand rule of his conduct, which is at the
same time the measure of his power, he may justly revoke any
pernicious concessions which he has been obliged to make, provided
the revocation be sanctioned by the consent of the nation, whose
opinion he must take on the subject, in the manner and forms pointed
out to him by the constitution of the state. But this remedy is to be
used with great reserve, and only in matters of high importance, lest
the faith of promises should be weakened and brought into disrepute.1
This
being the case, it is very evident that the common laws of war, —
those maxims of humanity, moderation, and honor, which we have
already detailed in the course of this work, — ought to be
observed by both parties in every civil war. For the same reasons
which render the observance of those maxims a matter of obligation
between state and state, it becomes equally and even more necessary
in the unhappy circumstance of two incensed parties lacerating their
common country. Should the sovereign conceive he has a right to hang
up his prisoners as rebels, the opposite party will make reprisals:2
— if he does not religiously observe the capitulations, and all
other conventions made with his enemies, they will no longer rely on
his word: — should he burn and ravage, they will follow his
example; the war will become cruel, horrible, and every day more
destructive to the nation. The duke de Montpensier's infamous and
barbarous excesses against the reformed party in France are too well
known: the men were delivered up to the executioner, and the
women to the brutality of the soldiers. What was the
consequence? the Protestants became exasperated; they look
vengeance of such inhuman practices; and the war, before sufficiently
cruel as a civil and religious war, became more bloody and
destructive. Who could without horror read of the savage cruelties
committed by the Baron Des Adrets? By turns a Catholic and a
Protestant, he distinguished himself by his barbarity on both sides.
At length it became necessary to relinquish those pretensions to
judicial authority over men who proved themselves capable of
supporting their cause by force of arms, and to treat them,
not as criminals but as enemies. Even the troops have often
refused to serve in a war wherein the prince exposed them to cruel
reprisals. Officers who had the highest sense of honor, though ready
to shed their blood in the field of battle for his service, have not
thought it any part of their duty to run the hazard of an ignominious
death. Whenever, therefore, a numerous body of men think they have a
right to resist the sovereign, and feel themselves in a condition to
appeal to the sword, the war ought to be carried on by the contending
parties in the same manner as by two different nations: and they
ought to leave open the same means for preventing its being carried
to outrageous extremities, and for the restoration of peace.
When
the sovereign has subdued the opposite party, and reduced
them to submit and sue for peace, he may except from the
amnesty the authors of the disturbances, — the heads of the
party: he may bring them to a legal trial, and punish them, if they
be found guilty. He may act in this manner particularly on occasion
of those disturbances in which the interests of the people are not so
much the object in view as the private aims of some powerful
individuals, and which rather deserve the appellation of revolt
than of civil
war.
Such was the case of the unfortunate duke of Montmorency: — he
took up arms against the king, in support of the duke of Orleans; and
being defeated and taken prisoner at the battle of Castelnaudari, he
lost his life on a scaffold, by the sentence of the parliament of
Toulouse. If he was generally pitied by all men of worth and
sentiment, it was because they viewed him rather as an opponent to
the exorbitant power of an imperious minister, than as a rebel
against his sovereign, — and that his heroic virtues seemed to
warrant the purity of his intentions.3
When
subjects take up arms without ceasing to acknowledge the sovereign,
and only for the purpose of obtaining a redress of their grievances,
there are two reasons for observing the common laws of war towards
them: — First,
an apprehension lest the civil war should become more cruel and
destructive by the insurgents making retaliation, which, as we have
already observed, they will not fail to do, in return for the
severities exercised by the sovereign. 2.
The danger of committing great injustice by hastily
punishing those who are accounted rebels. The flames of
discord and civil war are not favorable to the proceedings of pure
and sacred justice: more quiet times are to be waited for. It will be
wise in the prince to keep his prisoners, till, having restored
tranquillity, he is able to bring them to a legal trial.
As to the other effects
which the law of nations attributes to public war, see Chap. XII. of
this Book, and particularly the acquisition of things taken in war, —
subjects who take up arms against their sovereign without ceasing to
acknowledge him, cannot lay claim to the benefit of those effects.
The booty alone, the
movable property carried off by the enemy, is considered as lost to
the owners; but this is only on account of the difficulty of
recognising it, and the numberless inconveniences which would
arise from the attempt to recover it. All this is usually
settled in the edict of pacification, or the act of amnesty.
But, when a nation
becomes divided into two parties absolutely independent, and
no longer acknowledging a common superior, the state is
dissolved, and the war between the two parties stands on the same
ground, in every respect, as a public war between two different
nations. Whether a republic be split into two factions, each
maintaining that it alone constitutes the body of the state, —
or a kingdom be divided between two competitors for the crown, —
the nation is severed into two parties, who will mutually term each
other rebels. Thus there exist in the state two separate bodies,
who pretend to absolute independence, and between whom there
is no judge. They decide their quarrel by arms, as two
different nations would do. The obligation to observe the common laws
of war towards each other is therefore absolute, —
indispensably binding on both parties, and the same which the law of
nature imposes on all nations in transactions between state and
state.